13.54 -0.09 (-0.66%)
1.3M
XNYS Volume
High volume today
XNYS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Gerard Creagh | Director | Purchase of securities on an exchange or from another person at price $ 13.31 per share. | 11 Mar 2025 | 12,500 | 138,127 (0%) | 0% | 13.3 | 166,375 | Common Stock |
| Phillip J. Kardis | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.76 per share. | 21 Feb 2025 | 3,623 | 470,168 (0%) | 0% | 13.8 | 49,852 | Common Stock |
| Miyun Sung | Chief Legal Officer &Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.76 per share. | 21 Feb 2025 | 591 | 36,156 (0%) | 0% | 13.8 | 8,132 | Common Stock |
| Subramaniam Viswanathan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.76 per share. | 21 Feb 2025 | 2,105 | 163,839 (0%) | 0% | 13.8 | 28,965 | Common Stock |
| Dan Thakkar | Chief Credit & Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.76 per share. | 21 Feb 2025 | 2,744 | 117,905 (0%) | 0% | 13.8 | 37,757 | Common Stock |
| Sung Miyun | Chief Legal Officer &Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2025 | 22,373 | 36,398 (0%) | 0% | 0 | Common Stock | |
| J. Kardis Phillip | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2025 | 137,680 | 457,505 (0%) | 0% | 0 | Common Stock | |
| Thakkar Dan | Chief Credit & Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2025 | 39,583 | 116,696 (0%) | 0% | 0 | Common Stock | |
| Subramaniam Viswanathan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2025 | 48,188 | 156,231 (0%) | 0% | 0 | Common Stock | |
| Dan Thakkar | Chief Credit & Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.08 per share. | 15 Dec 2024 | 357 | 77,114 (0%) | 0% | 15.1 | 5,384 | Common Stock |
| Cynthia B. Walsh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2024 | 4,366 | 4,366 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | Director | Purchase of securities on an exchange or from another person at price $ 13.07 per share. | 17 Jun 2024 | 10,000 | 125,899 (0%) | 0% | 13.1 | 130,700 | Common Stock |
| Gerard Creagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,231 | 115,899 (0%) | 0% | 0 | Common Stock | |
| Sandra Bell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,231 | 25,423 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,231 | 37,452 (0%) | 0% | 0 | Common Stock | |
| Brian Patrick Reilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,231 | 70,052 (0%) | 0% | 0 | Common Stock | |
| Kevin G. Chavers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,231 | 27,252 (0%) | 0% | 0 | Common Stock | |
| Susan Mills | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,231 | 14,502 (0%) | 0% | 0 | Common Stock | |
| Subramaniam Viswanathan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.36 per share. | 22 Feb 2024 | 13,948 | 301,728 (0%) | 0% | 4.4 | 60,813 | Common Stock |
| J. Kardis Phillip | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.36 per share. | 22 Feb 2024 | 5,741 | 901,542 (0%) | 0% | 4.4 | 25,031 | Common Stock |
| Yarlagadda Choudhary | Director, Pres. COO, Co-CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.36 per share. | 22 Feb 2024 | 13,016 | 2,123,065 (1%) | 0% | 4.4 | 56,750 | Common Stock |
| Dan Thakkar | Co-Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.36 per share. | 22 Feb 2024 | 5,168 | 216,322 (0%) | 0% | 4.4 | 22,532 | Common Stock |
| Dan Thakkar | Co-Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 97,661 | 221,999 (0%) | 0% | 0 | Common Stock | |
| Viswanathan Subramaniam | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 126,959 | 308,729 (0%) | 0% | 0 | Common Stock | |
| J. Kardis Phillip | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 273,449 | 869,818 (0%) | 0% | 0 | Common Stock | |
| Miyun Sung | Chief Legal Officer &Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 39,065 | 39,065 (0%) | 0% | 0 | Common Stock | |
| Kortman Kelley | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 29,299 | 69,159 (0%) | 0% | 0 | Common Stock | |
| Viswanathan Subramaniam | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.99 per share. | 31 Dec 2023 | 1,784 | 181,770 (0%) | 0% | 5.0 | 8,902 | Common Stock |
| J. Phillip Kardis | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2023 | 29,342 | 600,210 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, Pres. COO, Co-CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2023 | 35,210 | 2,012,605 (1%) | 0% | 0 | Common Stock | |
| Yarlagadda Choudhary | Director, Pres. COO, Co-CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.99 per share. | 31 Dec 2023 | 3,286 | 2,009,319 (1%) | 0% | 5.0 | 16,397 | Common Stock |
| Dan Thakkar | Co-Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.99 per share. | 31 Dec 2023 | 1,369 | 124,338 (0%) | 0% | 5.0 | 6,831 | Common Stock |
| Phillip Kardis J. | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.99 per share. | 31 Dec 2023 | 3,841 | 596,369 (0%) | 0% | 5.0 | 19,167 | Common Stock |
| Dan Thakkar | Co-Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.02 per share. | 15 Dec 2023 | 971 | 122,464 (0%) | 0% | 5.0 | 4,874 | Common Stock |
| Kortman Kelley | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.02 per share. | 15 Dec 2023 | 2,030 | 39,859 (0%) | 0% | 5.0 | 10,191 | Common Stock |
| Susan Mills | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2023 | 12,479 | 12,479 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 46,458 | 295,348 (0%) | 0% | 0 | Common Stock | |
| Mark Abrams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | - | 0% | 0 | Common Stock | |
| Sandra Bell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 42,648 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 78,735 (0%) | 0% | 0 | Common Stock | |
| Brian Patrick Reilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 162,237 (0%) | 0% | 0 | Common Stock | |
| Kevin G. Chavers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 48,135 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, President, COO, CO-CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2023 | 193,626 | 1,844,440 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2023 | 225,898 | 526,101 (0%) | 0% | 0 | Common Stock | |
| Subramaniam Viswanathan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2023 | 104,881 | 170,038 (0%) | 0% | 0 | Common Stock | |
| Dan Thakkar | Co-Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2023 | 80,678 | 111,231 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, President, COO, Co-CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.54 per share. | 07 Feb 2023 | 11,183 | 1,753,240 (0%) | 0% | 7.5 | 84,320 | Common Stock |
| Phillip J. Kardis | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.54 per share. | 07 Feb 2023 | 4,370 | 390,869 (0%) | 0% | 7.5 | 32,950 | Common Stock |
| Subramaniam Viswanathan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.54 per share. | 07 Feb 2023 | 11,809 | 89,544 (0%) | 0% | 7.5 | 89,040 | Common Stock |
| Choudhary Yarlagadda | Director, President, COO, Co-CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 24,202 | 1,619,651 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 20,169 | 310,135 (0%) | 0% | 0 | Common Stock | |
| Kelley Kortman | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 20,170 | 38,498 (0%) | 0% | 0 | Common Stock | |
| Dan Thakkar | Co-Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 24,204 | 30,405 (0%) | 0% | 0 | Common Stock | |
| Kelley Kortman | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.29 per share. | 15 Dec 2022 | 2,621 | 18,328 (0%) | 0% | 6.3 | 16,486 | Common Stock |
| Dan Thakkar | Co-Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.29 per share. | 15 Dec 2022 | 847 | 6,201 (0%) | 0% | 6.3 | 5,328 | Common Stock |
| Gerard Creagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 12,682 | 229,625 (0%) | 0% | 0 | Common Stock | |
| Mark Abrams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 12,682 | 103,857 (0%) | 0% | 0 | Common Stock | |
| Sandra Bell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 12,682 | 16,560 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 12,682 | 52,648 (0%) | 0% | 0 | Common Stock | |
| Brian Patrick Reilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 29,591 | 119,873 (0%) | 0% | 0 | Common Stock | |
| Kevin G. Chavers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 12,682 | 22,048 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Director, CEO & Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.29 per share. | 04 Feb 2022 | 10,197 | 1,138,782 (0%) | 0% | 14.3 | 145,715 | Common Stock |
| Mohit Marria | Director, CEO & Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2022 | 33,962 | 1,148,979 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, Pres. and Chief Oper. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2022 | 40,347 | 1,353,573 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.29 per share. | 04 Feb 2022 | 34,330 | 263,521 (0%) | 0% | 14.3 | 490,576 | Common Stock |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2022 | 33,623 | 297,851 (0%) | 0% | 0 | Common Stock | |
| Subramaniam Viswanathan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.29 per share. | 04 Feb 2022 | 9,501 | 67,914 (0%) | 0% | 14.3 | 135,769 | Common Stock |
| Mohit Marria | Director, CEO & Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2022 | 32,673 | 1,109,122 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, Pres. and Chief Oper. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 38,816 | 1,306,266 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 32,347 | 262,747 (0%) | 0% | 0 | Common Stock | |
| Subramaniam Viswanathan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 24,505 | 77,002 (0%) | 0% | 0 | Common Stock | |
| Kelley Kortman | Principal Accounting Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Dec 2021 | 500 | 19,245 (0%) | 0% | 0 | Common Stock | |
| Kelley Kortman | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2021 | 7,817 | 21,690 (0%) | 0% | 0 | Common Stock | |
| Kelley Kortman | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.21 per share. | 15 Dec 2021 | 1,945 | 19,745 (0%) | 0% | 15.2 | 29,583 | Common Stock |
| Sandra Bell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2021 | 3,671 | 3,671 (0%) | 0% | 0 | Common Stock | |
| Kelley Kortman | Principal Accounting Officer | Purchase of securities on an exchange or from another person at price $ 26.26 per share. | 25 Aug 2021 | 300 | 5,800 | - | 26.3 | 7,878 | Series B Preferred Stock |
| Subramaniam Viswanathan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2021 | 51,402 | 51,402 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 8,490 | 212,889 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 3,049 | 204,399 (0%) | 0% | 0 | Common Stock | |
| John P. Reilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 8,490 | 119,088 (0%) | 0% | 0 | Common Stock | |
| Mark Abrams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 8,490 | 89,828 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 8,490 | 39,090 (0%) | 0% | 0 | Common Stock | |
| Brian Patrick Reilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 19,810 | 84,667 (0%) | 0% | 0 | Common Stock | |
| Kevin G. Chavers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 8,490 | 8,490 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 28,296 | 311,247 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.94 per share. | 16 Feb 2021 | 46,102 | 265,145 (0%) | 0% | 11.9 | 550,458 | Common Stock |
| Mohit Marria | Director, CEO & Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 30,182 | 1,020,044 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Director, CEO & Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.51 per share. | 16 Feb 2021 | 8,327 | 1,011,717 (0%) | 0% | 10.5 | 87,517 | Common Stock |
| Choudhary Yarlagadda | Director, Pres. and Chief Oper. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 50,930 | 1,252,752 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.67 per share. | 16 Feb 2021 | 25,919 | 220,224 (0%) | 0% | 11.7 | 302,475 | Common Stock |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2021 | 31,298 | 280,076 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Director, CEO & Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2021 | 47,421 | 480,952 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Director, CEO & Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2021 | 500,000 | 980,952 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, Pres. and Chief Oper. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2021 | 500,000 | 1,182,635 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Director, Pres. and Chief Oper. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2021 | 56,336 | 682,635 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2021 | 46,947 | 246,071 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 32,179 | 191,133 (0%) | 0% | 0 | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 15,143 | 103,358 (0%) | 0% | 0 | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 15,143 | 78,646 (0%) | 0% | 0 | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 28,078 | 249,596 (0%) | 0% | 0 | Common Stock | |
| Teresa A. Bryce Bazemore | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 15,143 | 32,083 (0%) | 0% | 0 | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 15,143 | 80,478 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 15,143 | 28,679 (0%) | 0% | 0 | Common Stock | |
| Brian Patrick Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 35,334 | 59,015 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | None | Purchase of securities on an exchange or from another person at price $ 8.44 per share. | 18 Mar 2020 | 36,000 | 153,637 (0%) | 0% | 8.4 | 303,840 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 8.51 per share. | 18 Mar 2020 | 50,000 | 993,876 (0%) | 0% | 8.5 | 425,500 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 8.51 per share. | 18 Mar 2020 | 50,000 | 943,876 (0%) | 0% | 8.5 | 425,500 | Common Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 8.33 per share. | 18 Mar 2020 | 1,100 | 7,699 | - | 8.3 | 9,163 | Series B Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 6.64 per share. | 18 Mar 2020 | 2,358 | 7,366 | - | 6.6 | 15,657 | Series C Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 7.87 per share. | 18 Mar 2020 | 3,750 | 3,750 | - | 7.9 | 29,513 | Series D Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 8.09 per share. | 18 Mar 2020 | 65,000 | 320,609 (0%) | 0% | 8.1 | 525,850 | Common Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 7.95 per share. | 18 Mar 2020 | 8,400 | 20,481 | - | 8.0 | 66,780 | Series B Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 6.96 per share. | 18 Mar 2020 | 5,475 | 9,323 | - | 7.0 | 38,106 | Series C Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 8.41 per share. | 18 Mar 2020 | 7,400 | 8,100 | - | 8.4 | 62,234 | Series D Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 6.62 per share. | 18 Mar 2020 | 10,000 | 215,002 (0%) | 0% | 6.6 | 66,200 | Common Stock |
| Robert Colligan | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 9.31 per share. | 18 Mar 2020 | 15,000 | 236,977 (0%) | 0% | 9.3 | 139,650 | Common Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 9.25 per share. | 18 Mar 2020 | 14,000 | 43,236 (0%) | 0% | 9.3 | 129,500 | Common Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 7.82 per share. | 18 Mar 2020 | 3,125 | 3,125 (0%) | 0% | 7.8 | 24,438 | Common Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 7.81 per share. | 18 Mar 2020 | 3,125 | 3,125 (0%) | 0% | 7.8 | 24,406 | Common Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 7.75 per share. | 18 Mar 2020 | 15,000 | 390,868 (0%) | 0% | 7.8 | 116,250 | Common Stock |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 6.90 per share. | 18 Mar 2020 | 300 | 554,288 (0%) | 0% | 6.9 | 2,070 | Common Stock |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.50 per share. | 18 Mar 2020 | 40,600 | 366,287 (0%) | 0% | 7.5 | 304,500 | Common Stock |
| Phillip J. Kardis | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 8.11 per share. | 18 Mar 2020 | 3,000 | 186,514 (0%) | 0% | 8.1 | 24,330 | Common Stock |
| Brian Patrick Reilly | None | Purchase of securities on an exchange or from another person at price $ 7.49 per share. | 18 Mar 2020 | 5,000 | 22,568 (0%) | 0% | 7.5 | 37,450 | Common Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 19.21 per share. | 16 Mar 2020 | 3,448 | 3,848 | - | 19.2 | 66,236 | Series C Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 19.35 per share. | 16 Mar 2020 | 447 | 447 | - | 19.3 | 8,649 | Series A Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 19.01 per share. | 16 Mar 2020 | 9,201 | 12,081 | - | 19.0 | 174,911 | Series B Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 18.74 per share. | 16 Mar 2020 | 700 | 700 | - | 18.7 | 13,118 | Series D Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 20.40 per share. | 13 Mar 2020 | 400 | 400 | - | 20.4 | 8,160 | Series C Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 20.02 per share. | 13 Mar 2020 | 2,880 | 2,880 | - | 20.0 | 57,658 | Series B Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 15.22 per share. | 12 Mar 2020 | 120,609 | 255,609 (0%) | 0% | 15.2 | 1,835,669 | Common Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 24.56 per share. | 09 Mar 2020 | 4,008 | 5,008 | - | 24.6 | 98,436 | Series C Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 24.27 per share. | 09 Mar 2020 | 3,000 | 3,000 | - | 24.3 | 72,810 | Series C Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 24.74 per share. | 09 Mar 2020 | 2,888 | 3,888 | - | 24.7 | 71,449 | Series A Preferred Stock |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 24.84 per share. | 09 Mar 2020 | 5,599 | 6,599 | - | 24.8 | 139,079 | Series B Preferred Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 19.55 per share. | 28 Feb 2020 | 5,000 | 375,868 (0%) | 0% | 19.6 | 97,750 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2020 | 120,348 | 904,185 (0%) | 0% | 0 | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.50 per share. | 16 Feb 2020 | 10,309 | 893,876 (0%) | 0% | 22.5 | 231,953 | Common Stock |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2020 | 45,131 | 261,555 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.50 per share. | 16 Feb 2020 | 39,578 | 221,977 (0%) | 0% | 22.5 | 890,505 | Common Stock |
| Mohit Marria | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.50 per share. | 16 Feb 2020 | 4,113 | 370,868 (0%) | 0% | 22.5 | 92,543 | Common Stock |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2020 | 48,578 | 374,981 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2020 | 81,236 | 553,988 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.50 per share. | 16 Feb 2020 | 30,922 | 183,514 (0%) | 0% | 22.5 | 695,745 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 42,332 | 770,875 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.59 per share. | 02 Jan 2020 | 3,154 | 210,854 (0%) | 0% | 20.6 | 64,941 | Common Stock |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 15,875 | 214,008 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 24,052 | 320,903 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 28,574 | 467,282 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.59 per share. | 02 Jan 2020 | 4,732 | 206,768 (0%) | 0% | 20.6 | 97,432 | Common Stock |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 23,812 | 211,500 (0%) | 0% | 0 | Common Stock | |
| Brian Patrick Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2019 | 9,568 | 17,568 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 5,299 | 117,637 (0%) | 0% | 0 | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 5,299 | 82,897 (0%) | 0% | 0 | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 5,299 | 62,733 (0%) | 0% | 0 | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 16,161 | 205,002 (0%) | 0% | 0 | Common Stock | |
| Teresa A. Bryce Bazemore | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 5,299 | 14,903 (0%) | 0% | 0 | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 5,299 | 61,177 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2019 | 5,299 | 12,766 (0%) | 0% | 0 | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 158,924 | 697,526 (0%) | 0% | 0 | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 84,176 | 538,602 (0%) | 0% | 0 | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.52 per share. | 16 Feb 2019 | 9,130 | 688,397 (0%) | 0% | 18.5 | 169,088 | Common Stock |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 59,597 | 232,743 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 31,566 | 173,146 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.52 per share. | 16 Feb 2019 | 42,088 | 190,656 (0%) | 0% | 18.5 | 779,470 | Common Stock |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 33,671 | 220,334 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 63,570 | 283,904 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.52 per share. | 16 Feb 2019 | 4,088 | 279,816 (0%) | 0% | 18.5 | 75,710 | Common Stock |
| Choudhary Yarlagadda | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.52 per share. | 16 Feb 2019 | 5,743 | 407,899 (0%) | 0% | 18.5 | 106,360 | Common Stock |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 107,274 | 413,642 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 56,819 | 306,368 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.52 per share. | 16 Feb 2019 | 31,674 | 178,593 (0%) | 0% | 18.5 | 586,602 | Common Stock |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2019 | 40,497 | 210,267 (0%) | 0% | 0 | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2019 | 47,761 | 448,596 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2019 | 17,911 | 139,762 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2019 | 27,137 | 184,209 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2019 | 32,239 | 245,733 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2019 | 26,866 | 166,954 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 17.39 per share. | 20 Dec 2018 | 10,000 | 110,101 (0%) | 0% | 17.4 | 173,900 | Common Stock |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 25.25 per share. | 14 Dec 2018 | 1,000 | 1,000 (0%) | 0% | 25.3 | 25,250 | Series B Preferred Stock |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 24.52 per share. | 14 Dec 2018 | 1,000 | 1,000 (0%) | 0% | 24.5 | 24,520 | Series C Preferred Stock |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 25.03 per share. | 14 Dec 2018 | 1,000 | 1,000 (0%) | 0% | 25.0 | 25,030 | Series A Preferred Stock |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 5,534 | 98,447 (0%) | 0% | 0 | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 2,313 | 92,913 (0%) | 0% | 18.0 | 41,680 | Common Stock |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 12,173 | 74,040 (0%) | 0% | 0 | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 4,625 | 61,867 (0%) | 0% | 18.0 | 83,343 | Common Stock |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 5,534 | 56,827 (0%) | 0% | 0 | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 2,313 | 51,293 (0%) | 0% | 18.0 | 41,680 | Common Stock |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 11,205 | 185,180 (0%) | 0% | 0 | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 4,221 | 173,975 (0%) | 0% | 18.0 | 76,062 | Common Stock |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 4,972 | 95,341 (0%) | 0% | 18.0 | 89,595 | Common Stock |
| Teresa A. Bryce Bazemore | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 5,534 | 8,744 (0%) | 0% | 0 | Common Stock | |
| Teresa A. Bryce Bazemore | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 2,313 | 3,210 (0%) | 0% | 18.0 | 41,680 | Common Stock |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 5,534 | 53,400 (0%) | 0% | 0 | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 2,313 | 47,866 (0%) | 0% | 18.0 | 41,680 | Common Stock |
| Debra W. Still | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2018 | 5,534 | 6,860 (0%) | 0% | 0 | Common Stock | |
| Debra W. Still | None | Grant, award, or other acquisition of securities at price $ 18.02 per share. | 31 May 2018 | 1,326 | 1,326 (0%) | 0% | 18.0 | 23,895 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 17.25 per share. | 16 Feb 2018 | 5,000 | 32,600 (0%) | 0% | 17.3 | 86,250 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 81,169 | 383,661 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 30,439 | 122,791 (0%) | 0% | 0 | Common Stock | |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.64 per share. | 16 Feb 2018 | 6,296 | 116,495 (0%) | 0% | 17.6 | 111,061 | Common Stock |
| Mohit Marria | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.64 per share. | 16 Feb 2018 | 1,800 | 149,842 (0%) | 0% | 17.6 | 31,752 | Common Stock |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 32,468 | 151,642 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 54,789 | 196,974 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Director, Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 42,518 | 152,116 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Director, Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.64 per share. | 16 Feb 2018 | 20,321 | 131,795 (0%) | 0% | 17.6 | 358,462 | Common Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 25.82 per share. | 29 Dec 2017 | 3,000 | 3,000 (0%) | 0% | 25.8 | 77,460 | 8.00% Series A Cumulative Redeemable Preferred Stock |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 18.60 per share. | 15 Dec 2017 | 5,378 | 89,363 (0%) | 0% | 18.6 | 100,004 | Common Stock |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 18.60 per share. | 15 Dec 2017 | 10,756 | 56,298 (0%) | 0% | 18.6 | 200,008 | Common Stock |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 18.60 per share. | 15 Dec 2017 | 5,378 | 48,980 (0%) | 0% | 18.6 | 100,004 | Common Stock |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 18.60 per share. | 15 Dec 2017 | 9,815 | 168,619 (0%) | 0% | 18.6 | 182,510 | Common Stock |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 18.59 per share. | 15 Dec 2017 | 11,832 | 88,843 (0%) | 0% | 18.6 | 220,016 | Common Stock |
| Teresa A. Bryce Bazemore | None | Grant, award, or other acquisition of securities at price $ 18595.00 per share. | 15 Dec 2017 | 897 | 897 (0%) | 0% | 18595 | 16,679,715 | Common Stock |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 18.60 per share. | 15 Dec 2017 | 5,378 | 44,747 (0%) | 0% | 18.6 | 100,004 | Common Stock |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 17.89 per share. | 06 Nov 2017 | 6,625 | 29,236 (0%) | 0% | 17.9 | 118,521 | Common Stock |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 17.82 per share. | 09 May 2017 | 10,000 | 82,897 (0%) | 0% | 17.8 | 178,200 | Common Stock |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2017 | 29,378 | 283,305 (0%) | 0% | 0 | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.71 per share. | 16 Feb 2017 | 4,055 | 279,250 (0%) | 0% | 18.7 | 75,869 | Common Stock |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.17 per share. | 16 Feb 2017 | 9,111 | 87,681 (0%) | 0% | 18.2 | 165,547 | Common Stock |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2017 | 11,017 | 96,792 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2017 | 11,751 | 118,210 (0%) | 0% | 0 | Common Stock | |
| Mohit Marria | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.71 per share. | 16 Feb 2017 | 3,988 | 114,222 (0%) | 0% | 18.7 | 74,615 | Common Stock |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2017 | 19,830 | 132,928 (0%) | 0% | 0 | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.71 per share. | 16 Feb 2017 | 2,367 | 130,561 (0%) | 0% | 18.7 | 44,287 | Common Stock |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2017 | 40,086 | 111,974 (0%) | 0% | 0 | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.71 per share. | 16 Feb 2017 | 12,210 | 99,764 (0%) | 0% | 18.7 | 228,449 | Common Stock |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2016 | 5,877 | 44,997 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2016 | 5,876 | 43,602 | - | - | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2016 | 5,877 | 72,897 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2016 | 9,671 | 157,840 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2016 | 12,926 | 75,577 | - | - | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2016 | 5,877 | 38,520 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2016 | 640 | 243,445 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2016 | 1,400 | 104,391 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2016 | 265 | 242,805 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2016 | 4,000 | 37,600 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2016 | 6,000 | 240,082 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 18,000 | 135,000 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 2,000 | 117,000 | - | - | Common Stock | |
| Dennis Mahoney | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 900 | 28,780 | - | - | Common Stock | |
| Dennis Mahoney | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 1,600 | 30,380 | - | - | Common Stock | |
| Dennis Mahoney | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 2,000 | 32,380 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 15,000 | 100,267 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 300 | 227,357 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 250 | 227,607 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 7,600 | 227,057 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 1,500 | 94,982 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Feb 2016 | 2,600 | 15,269 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 63,712 | 215,112 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 18,970 | 234,082 | - | - | Common Stock | |
| Robert Colligan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Feb 2016 | 4,769 | 80,259 | - | - | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 7,570 | 85,028 | - | - | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 25,370 | 77,458 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 8,487 | 87,270 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Feb 2016 | 2,003 | 85,267 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 28,490 | 78,783 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 40,066 | 81,550 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 11,932 | 93,482 | - | - | Common Stock | |
| Phillip J. Kardis | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 61,577 | 61,577 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Dec 2015 | 10,000 | 115,000 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Dec 2015 | 20,000 | 105,000 | - | - | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2015 | 7,402 | 39,121 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2015 | 11,103 | 37,726 | - | - | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2015 | 12,954 | 67,021 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2015 | 11,103 | 148,171 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2015 | 16,285 | 62,651 | - | - | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2015 | 7,402 | 27,880 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2015 | 11,800 | 22,611 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2015 | 9,700 | 40,127 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2015 | 25,000 | 33,600 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2015 | 35,000 | 151,400 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2015 | 1,850 | 212,275 | - | - | Common Stock | |
| Choudhary Yarlagadda | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2015 | 750 | 12,255 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Aug 2015 | 20,000 | 85,000 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2015 | 6,000 | 35,444 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2015 | 10,000 | 50,293 | - | - | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2015 | 7,000 | 52,088 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2015 | 25,000 | 65,000 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2015 | 200,000 | 200,000 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2015 | 32,573 | 147,222 | - | - | Common Stock | |
| Robert Colligan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2015 | 195,440 | 225,440 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2015 | 81,433 | 201,467 | - | - | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2014 | 42,169 | 158,596 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2014 | 21,085 | 133,117 | - | - | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2014 | 42,169 | 270,339 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2014 | 51,205 | 685,342 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2014 | 45,181 | 231,833 | - | - | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2014 | 21,085 | 102,392 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2014 | 19,161 | 155,518 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2014 | 31,134 | 186,652 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Aug 2014 | 15,000 | 114,649 | - | - | Common Stock | |
| Robert Colligan | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Aug 2014 | 30,000 | 30,000 | - | - | Common Stock | |
| Mohit Marria | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Aug 2014 | 42,500 | 120,034 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2014 | 100,000 | 582,000 | - | - | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2013 | 16,448 | 116,427 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2013 | 16,448 | 112,032 | - | - | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2013 | 16,448 | 228,170 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2013 | 16,448 | 634,137 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2013 | 16,448 | 136,357 | - | - | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2013 | 16,448 | 81,307 | - | - | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2012 | 18,588 | 99,979 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2012 | 18,588 | 95,584 | - | - | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2012 | 18,588 | 211,722 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2012 | 18,588 | 617,689 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2012 | 18,588 | 119,909 | - | - | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2012 | 18,588 | 63,934 | - | - | Common Stock | |
| John P. Reilly | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2011 | 16,424 | 62,321 | - | - | Common Stock | |
| John P. Reilly | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Dec 2011 | 19,070 | 81,391 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2011 | 16,424 | 76,996 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2011 | 16,424 | 599,101 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2011 | 16,424 | 81,795 | - | - | Common Stock | |
| Paul A. Keenan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Dec 2011 | 19,526 | 101,321 | - | - | Common Stock | |
| Dennis Mahoney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2011 | 16,424 | 45,346 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Nov 2011 | 10,000 | 99,649 | - | - | Common Stock | |
| Dennis Mahoney | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2011 | 10,000 | 28,922 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2011 | 80,000 | 582,677 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2011 | 20,000 | 20,000 | - | - | Common Stock | |
| John P. Reilly | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Aug 2011 | 20,000 | 45,897 | - | - | Common Stock | |
| John P. Reilly | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Aug 2011 | 7,000 | 14,500 | - | - | Common Stock | |
| Dennis Mahoney | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Aug 2011 | 9,000 | 18,522 | - | - | Common Stock | |
| Jeremy Diamond | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2011 | 10,000 | 91,524 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2011 | 60,000 | 482,000 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2011 | 10,000 | 89,649 | - | - | Common Stock | |
| A. Alexandra Denahan | CFO and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2011 | 20,000 | 90,000 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2011 | 4,500 | 407,177 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2011 | 95,500 | 502,677 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2011 | 41,000 | 422,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2011 | 9,000 | 43,000 | - | - | Common Stock | |
| Christian J. Woschenko | Head of Investments | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2011 | 20,000 | 20,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Feb 2011 | 46,000 | 381,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Feb 2011 | 4,000 | 34,000 | - | - | Common Stock | |
| Christian J. Woschenko | Head of Investments | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Feb 2011 | 30,000 | 138,973 | - | - | Common Stock | |
| Gerard Creagh | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2011 | 100,000 | 157,458 | - | - | Common Stock | |
| Gerard Creagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2011 | 16,424 | 173,882 | - | - | Common Stock | |
| Gerard Creagh | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2011 | 19,252 | 193,134 | - | - | Common Stock | |
| John P. Reilly | None | 31 Dec 2010 | 8,212 | 16,712 | - | - | Common Stock | ||
| John P. Reilly | None | 31 Dec 2010 | 9,185 | 25,897 | - | - | Common Stock | ||
| Mark Abrams | None | 31 Dec 2010 | 15,026 | 49,624 | - | - | Common Stock | ||
| Mark Abrams | None | 31 Dec 2010 | 10,948 | 60,572 | - | - | Common Stock | ||
| Gerard Creagh | None | 31 Dec 2010 | 8,212 | 48,212 | - | - | Common Stock | ||
| Gerard Creagh | None | 31 Dec 2010 | 9,246 | 57,458 | - | - | Common Stock | ||
| Paul Donlin | None | 31 Dec 2010 | 10,948 | 389,963 | - | - | Common Stock | ||
| Paul Donlin | None | 31 Dec 2010 | 12,714 | 402,677 | - | - | Common Stock | ||
| Paul A. Keenan | None | 31 Dec 2010 | 10,948 | 52,778 | - | - | Common Stock | ||
| Paul A. Keenan | None | 31 Dec 2010 | 12,593 | 65,371 | - | - | Common Stock | ||
| Dennis Mahoney | None | 31 Dec 2010 | 8,212 | 9,212 | - | - | Common Stock | ||
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2010 | 10,000 | 30,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2010 | 40,000 | 335,000 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Nov 2010 | 100,000 | 379,015 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2010 | 25,000 | 254,015 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2010 | 25,000 | 279,015 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Feb 2010 | 400 | 255,400 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Feb 2010 | 39,600 | 295,000 | - | - | Common Stock | |
| Mark Abrams | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Feb 2010 | 10,000 | 34,598 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2010 | 3,900 | 78,549 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2010 | 1,100 | 79,649 | - | - | Common Stock | |
| Jeremy Diamond | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2010 | 8,000 | 81,524 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Feb 2010 | 25,000 | 230,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Feb 2010 | 25,000 | 255,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Feb 2010 | 5,000 | 20,000 | - | - | Common Stock | |
| Christian J. Woschenko | Head of Investments | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Feb 2010 | 20,000 | 108,973 | - | - | Common Stock | |
| Mark Abrams | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Dec 2009 | 11,598 | 24,598 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Dec 2009 | 11,598 | 229,015 | - | - | Common Stock | |
| Paul A. Keenan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Dec 2009 | 24,485 | 41,830 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2009 | 5,000 | 74,649 | - | - | Common Stock | |
| Jeremy Diamond | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Aug 2009 | 5,000 | 73,524 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2009 | 15,000 | 205,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2009 | 15,000 | 15,000 | - | - | Common Stock | |
| Paul Donlin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Apr 2009 | 100,000 | 217,417 | - | - | Common Stock | |
| Mark Abrams | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Mar 2009 | 10,000 | 13,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2009 | 20,000 | 110,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2009 | 80,000 | 190,000 | - | - | Common Stock | |
| Jeremy Diamond | None | 31 Dec 2008 | 534 | 69,466 | - | - | Common Stock | ||
| Jeremy Diamond | None | 31 Dec 2008 | 493 | 68,973 | - | - | Common Stock | ||
| Jeremy Diamond | None | 31 Dec 2008 | 449 | 68,524 | - | - | Common Stock | ||
| Christian J. Woschenko | Head of Investments | 31 Dec 2008 | 339 | 89,661 | - | - | Common Stock | ||
| Christian J. Woschenko | Head of Investments | 31 Dec 2008 | 255 | 89,406 | - | - | Common Stock | ||
| Christian J. Woschenko | Head of Investments | 31 Dec 2008 | 237 | 89,169 | - | - | Common Stock | ||
| Christian J. Woschenko | Head of Investments | 31 Dec 2008 | 196 | 88,973 | - | - | Common Stock | ||
| William B. Dyer | Head of Underwriting | 31 Dec 2008 | 351 | 69,649 | - | - | Common Stock | ||
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2008 | 14,093 | 117,417 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2008 | 14,021 | 17,345 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Oct 2008 | 100,000 | 103,324 | - | - | Common Stock | |
| Mark Abrams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2008 | 3,000 | 3,000 | - | - | Common Stock | |
| Jeremy Diamond | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2008 | 70,000 | 70,000 | - | - | Common Stock | |
| Matthew Lambiase | Director, CEO, President and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2008 | 90,000 | 90,000 | - | - | Common Stock | |
| Christian J. Woschenko | Head of Investments | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2008 | 90,000 | 90,000 | - | - | Common Stock | |
| William B. Dyer | Head of Underwriting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2008 | 70,000 | 70,000 | - | - | Common Stock | |
| A. Alexandra Denahan | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2008 | 70,000 | 70,000 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2007 | 324 | 324 | - | - | Common Stock | |
| Paul Donlin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2007 | 3,000 | 3,000 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2007 | 324 | 324 | - | - | Common Stock | |
| Paul A. Keenan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2007 | 3,000 | 3,000 | - | - | Common Stock |